Performance Evaluation of Serverless Applications and Infrastructures

Doctoral thesis, 2022

Context. Cloud computing has become the de facto standard for deploying modern web-based software systems, which makes its performance crucial to the efficient functioning of many applications. However, the unabated growth of established cloud services, such as Infrastructure-as-a-Service (IaaS), and the emergence of new serverless services, such as Function-as-a-Service (FaaS), has led to an unprecedented diversity of cloud services with different performance characteristics. Measuring these characteristics is difficult in dynamic cloud environments due to performance variability in large-scale distributed systems with limited observability.

Objective. This thesis aims to enable reproducible performance evaluation of serverless applications and their underlying cloud infrastructure.

Method. A combination of literature review and empirical research established a consolidated view on serverless applications and their performance. New solutions were developed through engineering research and used to conduct performance benchmarking field experiments in cloud environments.

Findings. The review of 112 FaaS performance studies from academic and industrial sources found a strong focus on a single cloud platform using artificial micro-benchmarks and discovered that most studies do not follow reproducibility principles on cloud experimentation. Characterizing 89 serverless applications revealed that they are most commonly used for short-running tasks with low data volume and bursty workloads. A novel trace-based serverless application benchmark shows that external service calls often dominate the median end-to-end latency and cause long tail latency. The latency breakdown analysis further identifies performance challenges of serverless applications, such as long delays through asynchronous function triggers, substantial runtime initialization for coldstarts, increased performance variability under bursty workloads, and heavily provider-dependent performance characteristics. The evaluation of different cloud benchmarking methodologies has shown that only selected micro-benchmarks are suitable for estimating application performance, performance variability depends on the resource type, and batch testing on the same instance with repetitions should be used for reliable performance testing.

Conclusions. The insights of this thesis can guide practitioners in building performance-optimized serverless applications and researchers in reproducibly evaluating cloud performance using suitable execution methodologies and different benchmark types.